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Geoffrey Christopher Centner

Ubs Financial Services Inc.

Birmingham, MI

Birmingham, MI

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2021-09-01
IL RA APPROVED 2009-06-16
  • MI RA
    APPROVED
    Since 2021-09-01
  • IL RA
    APPROVED
    Since 2009-06-16

Branch Locations

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Chicago IL 06/2009 Present
Previous Registrations
  • 2007-05-15 → 2009-06-16
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Deer Park, IL
    Chicago, IL
    New York, NY
    Chicago, IL
  • 2007-04-02 → 2007-05-02
    Morgan Stanley & Co. Llc
    Rochester, MI
  • 1999-07-30 → 2007-04-02
    Morgan Stanley Dw Inc.
    Rochester, MI
    Lake Forest, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-21
S63 Uniform Securities Agent State Law Examination 1990-12-05
  • S65 Uniform Investment Adviser Law Examination
    1999-07-21
  • S63 Uniform Securities Agent State Law Examination
    1990-12-05
Other Names
  • Geoff Centner

View on SEC IAPD

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