Anthony Mark Fagella

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2016-09-06
TX	RA	APPROVED_RES	2016-09-06

CT RA
APPROVED

Since 2016-09-06
TX RA
APPROVED_RES

Since 2016-09-06

Branch Locations

Three Pickwick Plaza 4Th Floor, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Deutsche Banc Alex Brown	280 Park Ave -3 East	NY	12/2001	09/2016
Raymond James & Associates, Inc.	Greenwich	CT	09/2016	Present

12/2001 → 09/2016

Deutsche Banc Alex Brown

280 Park Ave -3 East, NY
09/2016 → Present

Raymond James & Associates, Inc.

Greenwich, CT

Previous Registrations

2005-01-24 → 2016-09-06

Deutsche Bank Securities Inc.

Greenwich, CT

Greenwich, CT

Other Businesses

(1)Name of Business: Pentad Investment Partners Address: 6 Oakwood Lane, Greenwich, CT, 06830, United States Activity Type: Business Owner Position/Title: Other Investment Related: Yes Start Date: 12/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing Member

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-12-05
S63	Uniform Securities Agent State Law Examination	1990-09-14

S65 Uniform Investment Adviser Law Examination

1995-12-05
S63 Uniform Securities Agent State Law Examination

1990-09-14

Other Names

Tony Fagella

View on SEC IAPD