Thomas A Seiler

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2014-04-02
TX	RA	APPROVED_RES	2011-08-02

PA RA
APPROVED

Since 2014-04-02
TX RA
APPROVED_RES

Since 2011-08-02

Branch Locations

5 Caufield Place Suite 201, Newtown, PA 18940 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Newtown	PA	07/2011	Present

07/2011 → Present

Raymond James & Associates, Inc.

Newtown, PA

Previous Registrations

2011-02-16 → 2011-07-29

Morgan Stanley

Newtown, PA
1993-03-24 → 2005-11-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Yardley, PA

Other Businesses

(1)Name of Business: Silo Address: 1055 Creamery Road, Newtown, PA, 18940, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/02/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LLC is being utilized for a purchase of a trademark only. No business, no assets, no financials

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-09-30
S63	Uniform Securities Agent State Law Examination	1990-10-17

S65 Uniform Investment Adviser Law Examination

1994-09-30
S63 Uniform Securities Agent State Law Examination

1990-10-17

View on SEC IAPD