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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2008-12-15 |
Branch Locations
2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States
Studio City, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Los Angeles | CA | 12/2008 | Present |
YMCA Camp Oakes / YMCA Camp Oakes, PO Box 452 Big Bear City,CA 92314 / Charity/ Charity / YMCA Camp Oakes is a branch of the Long Beach, California YMCA. Camp Oakes is a facility in the mountains that provides a camp experience (fishing, archery, canoeing, etc.) to different groups throughout the year. / Other / Member of the Board of Managers / I spend one week per year at Camp Oakes via my involvement with Easterseals camp. I coordinate with the Camp Oakes staff while on the premises and am familiar with their facilities and organizational structure. I am being asked to help Camp Oakes fulfill their mission to grow and to serve additional lease groups that will use the camp. / Start Date 1/1/2019 /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-15 |
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