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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2008-12-15
  • CA RA
    APPROVED
    Since 2008-12-15

Branch Locations

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

Studio City, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Los Angeles CA 12/2008 Present
Previous Registrations
Other Businesses

YMCA Camp Oakes / YMCA Camp Oakes, PO Box 452 Big Bear City,CA 92314 / Charity/ Charity / YMCA Camp Oakes is a branch of the Long Beach, California YMCA. Camp Oakes is a facility in the mountains that provides a camp experience (fishing, archery, canoeing, etc.) to different groups throughout the year. / Other / Member of the Board of Managers / I spend one week per year at Camp Oakes via my involvement with Easterseals camp. I coordinate with the Camp Oakes staff while on the premises and am familiar with their facilities and organizational structure. I am being asked to help Camp Oakes fulfill their mission to grow and to serve additional lease groups that will use the camp. / Start Date 1/1/2019 /

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-23
S63 Uniform Securities Agent State Law Examination 1994-07-15
  • S65 Uniform Investment Adviser Law Examination
    1996-10-23
  • S63 Uniform Securities Agent State Law Examination
    1994-07-15

View on SEC IAPD

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