Judith Kornstein Seaman

Current Employers

Employment History

• 10/2001 → 10/2016
  Investors Capital Corporation
  Lynnfield, MA
• 10/2001 → Present
  Judy Seaman Investment Services
  Kalispell, MT
• 10/2016 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2006-03-21 → 2016-10-03
  Investors Capital Corp.
  Fortine, MT
  Tustin, CA
  Lynnfield, MA
  Kalispell, MT
  Tulsa, OK
• 2001-10-31 → 2005-06-16
  Eastern Point Advisors Inc.
  Kalispell, MT

Other Businesses

1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERD LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 9/2016, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: LIFE, ANNUITIES, & LONG TERM CARE; 2) NAME OF OTHER BUSINESS: JUDY SEAMAN INVESTMENT SERVICES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES, START DATE: 6/2001, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: OWNER/OPERATOR, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SECURITIES;

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-04-19
• S63 Uniform Securities Agent State Law Examination
  1990-08-28

Other Names

• Kornstein Seaman