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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2019-10-07
TX RA APPROVED_RES 2019-10-04
  • GA RA
    APPROVED
    Since 2019-10-07
  • TX RA
    APPROVED_RES
    Since 2019-10-04

Branch Locations

12640 Crabapple Rd. Ste 300, Milton, GA 30004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation, Inc Cumming GA 08/2003 10/2019
Nettuno & Associates, Inc. Cumming GA 01/1997 Present
Cambridge Investment Research, Inc. Fairfield IA 10/2019 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2019 Present
  • 08/2003 → 10/2019
    Fsc Securities Corporation, Inc
    Cumming, GA
  • 01/1997 → Present
    Nettuno & Associates, Inc.
    Cumming, GA
  • 10/2019 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2019 → Present
    Fairfield, IA
Previous Registrations
  • 2004-05-18 → 2019-10-11
    Fsc Securities Corporation
    Roswell, GA
    Boca Raton, FL
    Dallas, TX
    Macon, GA
    Indianapolis, IN
    Miami, FL
    Bozeman, MT
    Alpharetta, GA
    Milton, GA
    San Antonio, TX
    Jacksonville, FL
    Cumming, GA
    Colorado Springs, CO
    Cumming, GA
    Bellevue, WA
    Louisville, KY
    Plantation, FL
    Cleveland, OH
    Metairie, LA
    Hathaway, MT
    Provo, UT
    Greensboro, NC
    Louisville, KY
    Burnsville, MN
    Columbus, OH
    Hilliard, OH
    Roswell, GA
    Birmingham, AL
    Brentwood, TN
  • 2012-01-10 → 2014-10-09
    Mapmy401K
    Alpharetta, GA
Other Businesses

1.INDEPENDENT INSURANCE AGENT, 12640 CRABAPPLE RD STE 300, MILTON, GA, 9/2019 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 0 HRS. 2.NETTUNO & ASSOCIATES INC dba NETTUNO GROUP, 12640 CRABAPPLE RD STE 300, MILTON, GA, 11/1995 AS PRESIDENT/FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL - 40/WK - 30/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 4.NETTUNO FARMS, LLC, 1435 Old Jones Rd, alpharetta GA 30004, 04/2021, Owner, Real Estate, NIR, 2Hr/M, 1hr/Mo Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-20
S63 Uniform Securities Agent State Law Examination 1993-10-13
  • S66 Uniform Combined State Law Examination
    2004-02-20
  • S63 Uniform Securities Agent State Law Examination
    1993-10-13

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