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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2020-11-12 |
Branch Locations
812 Moorefield Park Drive Suite 205, Richmond, VA 23236 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 11/2010 | 09/2022 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 11/2020 |
| Cetera Advisors Llc | Richmond | VA | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
1.) ALEXANDER FINANCIAL SERVICES, INC.; AGENT; INSURANCE; START DATE 10/29/2014; 80 HOURS PER MONTH. 2.) ALEXANDER TAX ADVISORY GROUP LLC; MEMBER; NON-CPA ACCOUNTING OR TAX PREP; START DATE 1/1/2015; 80 HOURS PER MONTH. 3.) ALEXANDER FINANCIAL SERVICES; OWNER; DBA; START DATE 12/10/2010 4.) NAME OF OTHER BUSINESS: ST. BENEDICT'S CATHOLIC SCHOOL BOARD; INVESTMENT RELATED: NO; ADDRESS: 3100 GROVE AVENUE RICHMOND BRM, VA 23221; NATURE OF BUSINESS: BOARD; START DATE: 01/2017; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 0.5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SCHOOL BOARD MEMBER. HELPING WITH THE ISSUES OF THE SCHOOL BOARD AND ON THE FINANCE COMMITTEE; 5.) ALEXANDER FINANCIAL SERVICES, INC.; EDUCATOR/TEACHING; EDUCATOR; START DATE 03/02/2019; 40 HOURS A MONTH. 6.) MANHATTAN RIDGE ADVISORS; ADVISOR; INSURANCE; START DATE: 3/1/2021; 160 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-26 |
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