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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED | 2024-03-21 |
Branch Locations
6855 S Havana St Ste 270, Centennial, CO 80112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 02/2015 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1.DBA: CLAYMORE PLANNING INC. CIRRUS FINANCIAL GROUP INC., INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, FINANCIAL PLANNING AND SECURITIES BUSINESS, START MAY 2012, 40 HOURS PER WEEK - DURING TRADING HOURS, PRESIDENT/OWNER, FINANCIAL ADVISOR. 2.FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, START FEBRUARY 2015, 5 HOURS PER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT - SELLS LIFE, ANNUITIES AND LONG-TERM CARE. 3.COLORADO FREE UNIVERSITY, NOT INVESTMENT RELATED, 7653 EAST 1ST PLACE, DENVER, CO 80230, TEACH CLASSES ON SOCIAL SECURITIES AND MEDICARE, START 2010, LESS THAN 1 HOUR PER WEEK - NOT DURING TRADING HOURS, INSTRUCTOR.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-10-04 |
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