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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-01-25
GA RA APPROVED 2011-05-04
FL RA APPROVED 1998-12-10
  • TX RA
    APPROVED_RES
    Since 2013-01-25
  • GA RA
    APPROVED
    Since 2011-05-04
  • FL RA
    APPROVED
    Since 1998-12-10

Branch Locations

3455 Peachtree Rd Ne Division - Southeast, Atlanta, GA 30326 • United States

Atlanta, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta FL 04/1998 Present
Other Businesses

I*120899 For profit or not for profit: For-Profit Organization Name of outside business organization: Meredith Barwick Investment related: N Address of business: atlanta, Georgia 30324 Nature of business: Sole Proprietorship, Position, title, association: Owner, Start date of relationship: 2/19/2019 Number of hours devoted: 25 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Custom made jewelry. Sole practitioner. No business entity established as yet.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-01
  • S66 Uniform Combined State Law Examination
    2006-07-01
Other Names
  • Meredith Swentor
  • Merredith Lynne Swentor
  • Merredith Lynne Barwick

View on SEC IAPD

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