Patrick Dennis Chance

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2000-04-25

CA RA
APPROVED

Since 2000-04-25

Branch Locations

Redondo Beach, CA • United States

5700 Wilshire Blvd Suite 120A, Los Angeles, CA 90036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	09/1999	06/2020
Equitable Advisors, Llc	New York	NY	09/1999	Present

09/1999 → 06/2020

Axa Advisors, Llc

New York, NY
09/1999 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

1. OUTSIDE FIXED BUSINESS. 2. RENTAL PROPERTY OWNER. 3. DBA PATRICK CHANCE AND ASSOCIATES, HEALTH CARE BUSINESS ONLY. 4. TRUSTEE/EXECUTOR OF PERSONAL TRUST

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-09-07
S63	Uniform Securities Agent State Law Examination	1991-02-22

S65 Uniform Investment Adviser Law Examination

1999-09-07
S63 Uniform Securities Agent State Law Examination

1991-02-22