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Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2010-08-16
  • NJ RA
    APPROVED
    Since 2010-08-16

Branch Locations

Egg Harbor Township, NJ • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Siracusa Benefits Programs Atlantic City NJ 01/1985 Present
  • 01/1985 → Present
    Siracusa Benefits Programs
    Atlantic City, NJ
Previous Registrations
  • 2009-01-23 → 2010-08-23
    Securities America Advisors, Inc.
    Lavista, NE
  • 2007-07-18 → 2009-01-23
    Brecek & Young Advisors, Inc.
    Atlantic City, NJ
    Atlantic City, NJ
    Folsom, CA
Other Businesses

LIFE, INSURANCS, ANNUITY, LTC, EQUITY INDEX ANNUITIES POSITION: SALES NATURE: 403(B) INVESTMENT RELATED: NO HOURS: 40 INVESTMENT RELATED HOURS: 40 START DATE: 01/05/1995 ADDRESS:6091 English Creek Road, Egg Harbor Twp NJ 08234-7266 DESCRIPTION: I SELL 403(B)'S IN SCHOOL DISTRICTS. MOSTLY MUTUAL FUNDS ALL THRU GWN SECURITIES. I ALSO SELL FIXED AND INDEXED ANNUITIES. RARELY BUT SOMETIMES LTC & LIFE INSURANCE. SIRACUSA BENEFITS PROGRAMS POSITION: President NATURE: Owning payroll slots for 403(b) selling INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 8 START DATE: 10/26/2018 ADDRESS: 6091 English Creek Road, Egg Harbor Twp NJ 08234-7266, United States DESCRIPTION: President of Corp. Mostly overseeing payroll slots & working with TPA's & GWN as my common Remitter

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-09-10
  • S63 Uniform Securities Agent State Law Examination
    2005-09-10
Other Names
  • Joe Ruffenach
  • Joseph Francis Ruffenach

View on SEC IAPD

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