Yinyi Chen

Current Employers

Castle Group Investment Counsel, Inc.

Arcadia, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2006-03-17

CA RA
APPROVED

Since 2006-03-17

Branch Locations

Arcadia, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fortune Securities, Inc.	Alhambra	CA	11/1995	Present
Castle Group Investment Counsel, Inc.	Arcadia	CA	02/2002	Present
Golden Organge Realty Inc.	Irvine	CA	03/2022	Present

11/1995 → Present

Fortune Securities, Inc.

Alhambra, CA
02/2002 → Present

Castle Group Investment Counsel, Inc.

Arcadia, CA
03/2022 → Present

Golden Organge Realty Inc.

Irvine, CA

Other Businesses

FORTUNE SECURITIES, INC., ALHAMBRA, CA 91801, REGISTERED REPRESENTATIVE / PRESIDENT, 11/1995 TO PRESENT, 40 HOURS PER WEEK; CASTLE GROUP INVESTMENT COUNSEL, INC., ARCADIA, CA 91007, REGISTERED INVESTMENT ADVISOR REPRESENTATIVE / PRESIDENT, 2/02 TO PRESENT, 10 HOURS PER WEEK; GOLDEN ORANGE REALTY INC., IRVINE CA, REAL ESTATE AGENT, NON-INVESTMNET REALTED, 03/2022 TO PRESENT. 2 HOURS PER WEEK, 0 HOURS DURING SECURITIES TRADING HOURS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-10-02
S63	Uniform Securities Agent State Law Examination	1993-04-12

S65 Uniform Investment Adviser Law Examination

2000-10-02
S63 Uniform Securities Agent State Law Examination

1993-04-12

Other Names

Yinyi Tommy Chen
Tom Chen

View on SEC IAPD