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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-09-19 |
| TX | RA | APPROVED | 2022-09-19 |
Branch Locations
1551 N Tustin Ave Ste 100, Santa Ana, CA 92705 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Irvine | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Irvine | CA | 11/2016 | 09/2022 |
| Wells Fargo Advisors Financial Network, Llc | Irvine | CA | 09/2022 | Present |
RENTAL PROPERTY, INV RELATED, LAHAINA, HI, 100% OWNERSHIP, START 1/1/2022, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, OWNER. KELM LLC; INV RELATED; SANTA ANA, CA; 25% OWNERSHIP; START: 8/7/2023; 0 HOURS PER MONTH; 0 DURING TRADING; FINET PRACTICE PAYROLL.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 1990-09-21 |
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