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Drew Lyon

Wells Fargo Clearing Services, LLC

Walnut Creek, CA

Walnut Creek, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-10
TX RA APPROVED_RES 2025-03-10
  • CA RA
    APPROVED
    Since 2025-03-10
  • TX RA
    APPROVED_RES
    Since 2025-03-10

Branch Locations

2033 N Main Street 9Th Floor [Wz-Rbo], Walnut Creek, CA 94596 • United States

2033 N Main St Ste 800, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Austin TX 02/2015 11/2016
Wells Fargo Clearing Services, Llc Austin TX 11/2016 04/2022
Rbc Capital Markets, Llc Walnut Creek CA 04/2022 03/2025
Wells Fargo Clearing Services, Llc Walnut Creek CA 03/2025 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY; INV RELATED; AUSTIN, TX; 100% OWNERSHIP; 09/2024; 1 HOUR PER MONTH; 0 DURING TRADING; RENTAL PROPERTY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-07-15
S63 Uniform Securities Agent State Law Examination 1990-09-27
  • S65 Uniform Investment Adviser Law Examination
    1997-07-15
  • S63 Uniform Securities Agent State Law Examination
    1990-09-27
Other Names
  • Drew William Lyon
  • Drew W Lyon

View on SEC IAPD

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