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Joseph Albert Garrity

Wells Fargo Clearing Services, LLC

Pawleys Island, SC

Portage Lake, ME

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-05
ME RA APPROVED 2022-08-29
SC RA APPROVED 2012-10-29
  • TX RA
    APPROVED_RES
    Since 2024-11-05
  • ME RA
    APPROVED
    Since 2022-08-29
  • SC RA
    APPROVED
    Since 2012-10-29

Branch Locations

227 Business Center Dr, Pawleys Island, SC 29585 • United States

Portage Lake, ME • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Pawleys Island SC 10/2012 11/2016
Wells Fargo Clearing Services, Llc Pawleys Island SC 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-06-16
S63 Uniform Securities Agent State Law Examination 1994-06-21
  • S65 Uniform Investment Adviser Law Examination
    1995-06-16
  • S63 Uniform Securities Agent State Law Examination
    1994-06-21
Other Names
  • Joe Garrity

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pawleys Island, SC
KESTRA ADVISORY SERVICES, LLC · Pawleys Island, SC
NEW REPUBLIC PARTNERS · Pawleys Island, SC
EDWARD JONES · Pawleys Island, SC
J.P. MORGAN SECURITIES LLC · Pawleys Island, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PAWLEYS ISLAND, SC
CETERA INVESTMENT ADVISERS LLC · PAWLEYS ISLAND, SC
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