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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-30 |
Branch Locations
1 Ikea-Rbfcu Pkwy, Live Oak, TX 78233-2792 • United States
Helotes, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuna Brokerage Services, Inc. | Waverly | IA | 06/1992 | 08/2021 |
| Randolph Brooks Fcu | Live Oaks | TX | 03/2016 | 08/2021 |
| Ameriprise Financial Services, Llc | Live Oak | TX | 08/2021 | Present |
Business Ownership; DDS Designs; Owner; Craft shows. Woodworking Christmas decor and signs Plus door wreaths both from wood and ribbons.; 9507 Katon Way, , Helotes, TX, 78023; Not Investment-Related; 10/20/2025; 10 to 19 hours per month; 0 during trading hours. Outside Employment; RBFCU; Financial Advisor - Provide financial advice to Credit Union Members; ; 1 IKEA RBFCU Pkwy, , Live Oak, TX, 78233; Investment-Related; 03/01/2016; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 1990-10-02 |
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