Denise Downs

Current Employers

Employment History

• 05/2007 → 11/2020
  Kms Financial Services, Inc.
  Seattle, WA
• 11/2020 → 06/2024
  Securities America, Inc.
  San Francisco, CA
• 11/2020 → 06/2024
  Securities America Advisors, Inc.
  San Francisco, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  San Francisco, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  San Francisco, CA

Previous Registrations

• 2020-11-06 → 2024-06-14
  Securities America Advisors, Inc.
  San Francisco, CA
• 2007-05-01 → 2020-11-06
  Kms Financial Services, Inc.
  Seattle, WA
  Seattle, WA
  San Francisco, CA
  Seattle, WA
• 2006-07-12 → 2007-05-02
  Woodbury Financial Services, Inc.
  Seattle, WA
  Seattle, WA

Other Businesses

1. DDOWNSFINANCE POSITION: Owner NATURE: Life health and annuity sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2010 ADDRESS: 1606 18th Ave, San Francisco CA 94122, United States DESCRIPTION: I sell individual life and health and small group health insurance. I also sell annuities when appropriate. 2. Name: D & L Associates, LLC Position: member of LLC Nature: LLC for rental property Investment Related: No Hours: 5 Securities Trading Hours: 1 Start Date: 09/07/2004 Address: 114 2nd Ave S Ste 101, Edmonds WA 98020, United States Additional Info: Description: My husband and I own rental property that are managed by property managers. 3. DBA - DDownsFinance 4. WINK VOLLEYBALL CLUB POSITION: Coach NATURE: Coaching club volleyball INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2026 ADDRESS: 1221 Whitehorn way, Burlingame CA 94010, United States DESCRIPTION: Coaching 2-3 nights a week starting in Nov and then 1-2 weekend tournaments a month starting in Jan -June. 5. ZAMPANO LLC POSITION: Treasurer NATURE: My 3 siblings and I have a checking account at Ascent Bank in Helena MT that is for rental deposits and expenses of a rental from my deceased parents, Harry and Liz. They asked us to hold on to it since the family that rents it works at the college they went to and has lived there for a long time. My siblings and I created Zampano LLC just for that rental and we share equally in expenses and if any- year end distributions. The property is managed up there and is self-sufficient. We all must sign for any withdrawals on the account. Members: Denise Downs 25% Patrick Downs25% Danette Downs Mata 25% Timothy Downs 25% INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/05/2026 ADDRESS: 1606 18th Ave, San Francisco CA 94122, United States DESCRIPTION: Checking banking statements for rental payments and expenses monthly. Notifying siblings of any bills due.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-07-05
• S63 Uniform Securities Agent State Law Examination
  1991-01-21