Antoinette W Wallace

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-10-26

NY RA
APPROVED

Since 2021-10-26

Branch Locations

One Jericho Plaza Suit 205, Jericho, NY 11753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Jericho	NY	07/2015	Present

07/2015 → Present

Ubs Financial Services

Jericho, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2012-11-14

S63 Uniform Securities Agent State Law Examination

2012-11-14

Other Names

Antoinette Ponzio
Toni Ponzio
Antoinette Wallace
Antoinette W Wallace
Antoinette W Wallace

View on SEC IAPD

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Other Investors

EDWARD CHARLES PALLESCHI

DYLAN PAUL KLEIN

ROBERT DANIEL ROSENTHAL

RALPH FRANCIS PALLESCHI

PHILIP W MALAKOFF

WESLEY Xavier LLADO

BRIAN PHILLIP GAMBLE

CATHERINE PATRICIA BOYLE

Other Offices

FIRST LONG ISLAND INVESTORS, LLC · JERICHO, NY

LPL FINANCIAL LLC · JERICHO, NY

UBS FINANCIAL SERVICES INC. · Jericho, NY

RBC CAPITAL MARKETS, LLC · JERICHO, NY

UBS FINANCIAL SERVICES INC. · Jericho, NY

ERNST & YOUNG INVESTMENT ADVISERS LLP · Jericho, NY

ERNST & YOUNG INVESTMENT ADVISERS LLP · JERICHO, NY

SASSICAIA CAPITAL ADVISERS LLC · JERICHO, NY

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