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Stephen Scott Siegle

Rbc Capital Markets, LLC

Vienna, VA

Chantilly, VA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-09-13
  • VA RA
    APPROVED
    Since 2023-09-13

Branch Locations

8010 Towers Crescent Drive 4Th Floor, Vienna, VA 22182 • United States

Chantilly, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Mclean VA 02/2011 11/2016
Wells Fargo Clearing Services, Llc Mclean VA 11/2016 09/2023
Rbc Capital Markets, Llc Vienna VA 09/2023 Present
Previous Registrations
  • 2011-02-18 → 2023-09-20
    Wells Fargo Clearing Services, Llc
    Mclean, VA
    Mclean, VA
    Fairfax, VA
    Vienna, VA
    Fairfax, VA
    Vienna, VA
    Falls Church, VA
    Falls Church, VA
    Fairfax, VA
    Fairfax, VA
    Falls Church, VA
    Mclean, VA
    Arlington, VA
  • 2008-12-03 → 2011-02-18
    Pnc Wealth Management Llc
    Ashburn, VA
    Lansdowne, VA
    Sterling, VA
    Purcellville, VA
    Leesburg, VA
    Ashburn, VA
    Sterling, VA
    Centreville, VA
    Ahburn, VA
    Purcellville, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-12-02
S63 Uniform Securities Agent State Law Examination 1990-08-14
  • S65 Uniform Investment Adviser Law Examination
    2008-12-02
  • S63 Uniform Securities Agent State Law Examination
    1990-08-14

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · VIENNA, VA
CAPITOL PRIVATE WEALTH GROUP LLC · VIENNA, VA
AMERIPRISE FINANCIAL SERVICES, LLC · VIENNA, VA
PNC WEALTH MANAGEMENT LLC · VIENNA, VA
RETIREMENT RESEARCHER, LLC · TYSONS, VA
MCLEAN ASSET MANAGEMENT CORP. · TYSONS, VA
KIRK CAPITAL ADVISORS LLC · VIENNA, VA
ATEGRA CAPITAL MANAGEMENT, LLC · VIENNA, VA

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