Elmer Darrell Haynes

Charles Schwab & Co., Inc.

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Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-02-24

FL RA
APPROVED

Since 2023-02-24

Branch Locations

Orlando, FL • United States

1958/1950/1991/2001 Summit Park Dr. Orlando Campus, Orlando, FL 32810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Thrivent Investment Management Inc	St Louis	MO	05/2016	01/2018
Thrivent Financial	Appleton	WI	05/2016	01/2018
Thrivent Financial	Appleton	WI	09/2016	01/2018
Td Ameritrade	Saint Louis	MO	01/2018	01/2023
Charles Schwab & Co.	Orlando	FL	10/2022	Present

05/2016 → 01/2018

Thrivent Investment Management Inc

St Louis, MO
05/2016 → 01/2018

Thrivent Financial

Appleton, WI
09/2016 → 01/2018

Thrivent Financial

Appleton, WI
01/2018 → 01/2023

Td Ameritrade

Saint Louis, MO
10/2022 → Present

Charles Schwab & Co.

Orlando, FL

Previous Registrations

2019-05-02 → 2022-10-14

Td Ameritrade, Inc.

St. Louis, MO
2019-05-02 → 2020-01-28

Td Ameritrade Investment Management, Llc

St Louis, MO
2017-06-08 → 2018-02-01

Thrivent Investment Management Inc.

St Louis, MO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-01-09
S63	Uniform Securities Agent State Law Examination	2016-07-05

S65 Uniform Investment Adviser Law Examination

2017-01-09
S63 Uniform Securities Agent State Law Examination

2016-07-05

Other Names

Darrell Haynes

View on SEC IAPD

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