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William Carl Dyhr

Spc

Ann Arbor, MI

Hartland, WI

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-11-14
  • WI RA
    APPROVED
    Since 2024-11-14

Branch Locations

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Hartland, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Financial Corporation Ann Arbor MI 05/2010 Present
  • 05/2010 → Present
    Sigma Financial Corporation
    Ann Arbor, MI
Previous Registrations
  • 2010-05-04 → 2010-12-31
    Chicago, IL
  • 2005-03-14 → 2009-10-26
    Chicago, IL
    Chicago, IL
  • 2003-07-03 → 2004-07-06
    Ameriprise Advisor Services, Inc.
    Barrington, IL
Other Businesses

1. AN INDEPENDENTLY LICENSED INSURANCE AGENT WHO IS APPOINTED WITH VARIOUS INSURANCE COMPANIES. 2. I WILL BE SERVING AS CO-TRUSTEE, ALONG WITH MY FATHER WILLIAM J DYHR JR AND MY SISTER AMY L CARLIN, OF THE DYHR FAMILY TRUST. 3. BB Investment Management, Inc. - President. S-Corp set up for personal use only. Start date: 1/13/16, approx. 160 hrs/mo, all during market hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-09-04
S63 Uniform Securities Agent State Law Examination 1990-08-23
  • S65 Uniform Investment Adviser Law Examination
    2001-09-04
  • S63 Uniform Securities Agent State Law Examination
    1990-08-23

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