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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-02-20
TX RA APPROVED_RES 2023-02-13
  • GA RA
    APPROVED
    Since 2023-02-20
  • TX RA
    APPROVED_RES
    Since 2023-02-13

Branch Locations

3424 Peachtree Rd Ste 775, Atlanta, GA 30326 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Atlanta GA 09/2012 11/2016
Wells Fargo Clearing Services, Llc Atlanta GA 11/2016 02/2023
Wells Fargo Advisors Financial Network, Llc Atlanta GA 02/2023 Present
Previous Registrations
Other Businesses

SINKLER INVESTEMENTS LLC, INV RELATED, ATLANTA, GA, 100% OWNERSHIP, START 10/31/2022, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-01-25
S63 Uniform Securities Agent State Law Examination 1990-09-20
  • S65 Uniform Investment Adviser Law Examination
    1994-01-25
  • S63 Uniform Securities Agent State Law Examination
    1990-09-20
Other Names
  • Arthur Brock Spinkler
  • Arthur B Sinkler
  • Arthur Brock Sinkler
  • Arthur Brock Sinkler

View on SEC IAPD

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