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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Retirement Solutions | Tracy | CA | 01/2015 | 09/2017 |
| Transamerica Investors Securities Corporation | Tracy | CA | 01/2015 | 09/2017 |
| American United Life | San Francisco | CA | 09/2017 | 01/2025 |
| Oneamerica Securities | San Francisco | CA | 09/2017 | 01/2025 |
| Voya Financial Partners, Llc | Tracy | CA | 01/2025 | Present |
| Voya | Tracy | CA | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-15 |
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