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Daniel Michael Mchugh

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Naples, FL

Naples, FL

Toledo, OH

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-02-16
TX RA APPROVED_RES 2014-03-05
OH RA APPROVED 2014-02-28
  • FL RA
    APPROVED
    Since 2018-02-16
  • TX RA
    APPROVED_RES
    Since 2014-03-05
  • OH RA
    APPROVED
    Since 2014-02-28

Branch Locations

Naples, FL • United States

9128 Strada Pl, Naples, FL 34108 • United States

4908 Whiteford Rd, Toledo, OH 43623 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Toledo OH 02/2014 Present
Bank Of America, N.A. Toledo OH 05/2014 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-08-08
  • S63 Uniform Securities Agent State Law Examination
    1990-08-08

View on SEC IAPD

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