Lori Ann Murphy

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Current Employers

Hartford Funds

690 Lee Road, Wayne, PA 19087 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2015-12-10

NJ RA
APPROVED

Since 2015-12-10

Branch Locations

Westfield, NJ • United States

690 Lee Road, Wayne, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hartford Funds Distributors, Llc	Wayne	PA	01/2014	Present
Hartford Funds Management Company, Llc	Wayne	PA	12/2015	Present

01/2014 → Present

Hartford Funds Distributors, Llc

Wayne, PA
12/2015 → Present

Hartford Funds Management Company, Llc

Wayne, PA

Previous Registrations

2005-09-23 → 2014-01-06

Lord, Abbett & Co. Llc

Jersey City, NJ

Jersey City, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-09-22

S66 Uniform Combined State Law Examination

2005-09-22

Other Names

Lori Ann Spagnoli
Lori Spagnoli
Lori Ann Spagnoli

View on SEC IAPD

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