Elizabeth Christina Neuman

Current Employers

Kingswood Wealth Advisors, Llc

11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2022-11-28

NJ RA
APPROVED

Since 2022-11-28

Branch Locations

West Palm Beach, FL • United States

11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cantella&Co Inc	Boston	MA	05/2003	11/2022
Kingswood Capital Partners, Llc	West Palm Beach	FL	11/2022	Present
Kingswood Wealth Advisors, Llc	West Palm Beach	FL	11/2022	Present

05/2003 → 11/2022

Cantella&Co Inc

Boston, MA
11/2022 → Present

Kingswood Capital Partners, Llc

West Palm Beach, FL
11/2022 → Present

Kingswood Wealth Advisors, Llc

West Palm Beach, FL

Previous Registrations

2011-03-07 → 2024-09-24

Neuman Capital Management, Inc.

Sussex, NJ
2011-04-29 → 2022-11-30

Cantella & Co., Inc.

West Palm Beach, FL

Malden, MA

Other Businesses

1) Lands of the President Senate 8A - not investment related - 2950 Presidential Way West Palm Beach, FL 33401 - Condo board volunteer - President - current - 8 hours - 0 hours - volunteer for a not-for-profit condominium association where I own and live. Also a member of the PWA board which is our condo community Lands of the President

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-09-06
S63	Uniform Securities Agent State Law Examination	1993-10-12

S65 Uniform Investment Adviser Law Examination

1995-09-06
S63 Uniform Securities Agent State Law Examination

1993-10-12

Other Names

Lisa Neuman
Elizabeth C Neuman
Lisa Neuman

View on SEC IAPD