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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-06-01
  • FL RA
    APPROVED
    Since 2009-06-01

Branch Locations

St. Petersburg, FL • United States

100 North Tampa Street Suite 3000, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Tampa FL 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Tampa, FL
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-04-22
  • S63 Uniform Securities Agent State Law Examination
    1991-04-22
Other Names
  • Rosa Gonzalez
  • Rosa Celina Alvarado

View on SEC IAPD

More in St. Petersburg, FL

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