Thomas Joseph Harkins

Current Employers

Employment History

• 03/2004 → 10/2019
  Harkins Tax Service/Harkins Financial, Llc
  Wilmington, DE
• 01/1983 → 10/2019
  Hfts Inc
  Wilmington, DE
• 04/2014 → 01/2020
  Pruco Securities, Llc
  Newark, DE
• 04/2014 → 01/2020
  The Prudential Insurance Company Of America
  Newark, DE
• 07/2020 → 04/2022
  Securian Financial Services Inc
  St. Paul, MN
• 07/2020 → 04/2022
  Minnesota Life Insurance Co
  St. Paul, MN
• 07/2020 → Present
  American Wealth Strategy Group
  Lancaster, PA
• 01/1983 → Present
  Harkins Tax Service
  Wilmington, DE
• 04/2022 → Present
  Sagepoint Financial, Inc.
  Lancaster, PA
• 09/2023 → Present
  Osaic Wealth, Inc.
  Lancaster, PA

Previous Registrations

• 2022-04-01 → 2023-09-01
  Osaic Services, Inc.
  Lancaster, PA
• 2020-07-16 → 2022-04-06
  Securian Financial Services, Inc.
  Lancaster, PA
• 2014-05-29 → 2020-01-30
  Pruco Securities, Llc.
  Newark, DE
  Camp Hill, PA
• 2014-03-27 → 2014-04-16
  Avantax Advisory Services
  Wilmington, DE
• 2007-10-02 → 2014-03-20
  Equitable Advisors, Llc
  Wilmington, DE
  Bala Cynwyd, PA

Other Businesses

1) HARKINS TAX SERVICE POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 20 START DATE: 01/01/1983 ADDRESS: 2108 Valley Ave, Wilmington DE 19810, United States DESCRIPTION: Preparation of individual, sole proprietor and corp/llc Federal and State income tax returns. 2) AMERICAN WEALTH STRATEGY GROUP POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 25 START DATE: 06/01/2020 ADDRESS: 1234 Cameron Drive, Manheim PA 17545, United States DESCRIPTION: Fixed insurance sales, such as Property/Casualty, Medical, Disability, Business Liability, etc,

Exams

• S66 Uniform Combined State Law Examination
  2007-05-23