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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • PA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

25 S 35Th St, Camp Hill, PA 17011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ids Life Insurance Company Camp Hill PA 07/1990 12/2016
American Express Financial Advisors Inc. Camp Hill PA 10/1990 12/2016
Cetera Wealth Services, Llc El Segundo CA 12/2016 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 07/1990 → 12/2016
    Ids Life Insurance Company
    Camp Hill, PA
  • 10/1990 → 12/2016
    American Express Financial Advisors Inc.
    Camp Hill, PA
  • 12/2016 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS HEALTH, AND ANNUITIES 2. NAME OF OTHER BUSINESS: L&Z PROPERTIES, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: HOLDS OFFICE PROPERTY START DATE: 5/2008 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: SET UP TO HOLD OFFICE PROPERTY 3. NAME OF OTHER BUSINESS: DBA, ADVANTAGE WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR, CERTIFIED FINANCIAL PLANNER 4. NAME OF OTHER BUSINESS: RONALD LEUSCHEN - MEDICARE SUPPLEMENT INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SALES OF MEDICARE SUPPLEMENT INSURANCE APX NUMBER OF HOURS PER WEEK: 4 - 5 APX NUMBER OF HOURS DURING TRADING HOURS: 4 - 5 BRIEF DESCRIPTION OF DUTIES: AGENT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-21
S63 Uniform Securities Agent State Law Examination 1990-09-17
  • S65 Uniform Investment Adviser Law Examination
    1996-10-21
  • S63 Uniform Securities Agent State Law Examination
    1990-09-17
Designations

View on SEC IAPD

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