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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ids Life Insurance Company | Camp Hill | PA | 07/1990 | 12/2016 |
| American Express Financial Advisors Inc. | Camp Hill | PA | 10/1990 | 12/2016 |
| Cetera Wealth Services, Llc | El Segundo | CA | 12/2016 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS HEALTH, AND ANNUITIES 2. NAME OF OTHER BUSINESS: L&Z PROPERTIES, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: HOLDS OFFICE PROPERTY START DATE: 5/2008 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: SET UP TO HOLD OFFICE PROPERTY 3. NAME OF OTHER BUSINESS: DBA, ADVANTAGE WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR, CERTIFIED FINANCIAL PLANNER 4. NAME OF OTHER BUSINESS: RONALD LEUSCHEN - MEDICARE SUPPLEMENT INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SALES OF MEDICARE SUPPLEMENT INSURANCE APX NUMBER OF HOURS PER WEEK: 4 - 5 APX NUMBER OF HOURS DURING TRADING HOURS: 4 - 5 BRIEF DESCRIPTION OF DUTIES: AGENT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 1990-09-17 |
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