Keith Edward Miller

Current Employers

Employment History

• 08/2007 → 05/2017
  First Allied Securities, Inc
  San Diego, CA
• 07/2012 → 05/2017
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 08/2017 → Present
  Vestech Securities, Inc.
  St Louis, MO

Previous Registrations

• 2012-07-02 → 2017-05-22
  First Allied Advisory Services, Inc.
  Kings Mountain, NC
• 2007-08-08 → 2012-07-02
  First Allied Securities, Inc.
  San Diego, CA
  Kings Mountain, NC
• 2005-03-16 → 2007-08-01
  Intl Advisory Consultants Inc.
  Birmingham, AL
• 2004-11-05 → 2005-08-08
  Sterne, Agee & Leach, Inc.
  Charlotte, NC

Other Businesses

1.) AIM REINVESTMENTS, LLC ; INVESTMENT RELATED; 318 SCOTLAND DRIVE, KINGS MOUNTAIN, NC 28086; A SINGLE MEMBER LLC THAT EXISTS FOR TAX LIABILITY PURPOSES; DIRECT OWNER; START DATE:10/1/2008; 0 HOURS A MONTH AS BUSINESS IS ONLY FOR TAX AND LIABILITY PURPOSES ONLY. 2.)AIM GROUP; INVESTMENT RELATED; 318 SCOTLAND DRIVE, KINGS MOUNTAIN, NC 28086; DBA FOR FINANCIAL REPRESENTATIVE AND ADVISORY BUSINESS; DIRECT OWNER; ; START DATE: 06/03/2009; 160 HOURS A MONTH. 3.) Cost Segregation Services, Inc. ("CSSI"); NON- INVESTMENT RELATED; 318 SCOTLAND DRIVE, KINGS MOUNTAIN, NC 28086; COST SEGREGATION STUDIES, ACCELERATED DEPRECIATION ANALYSIS; REPRESENTATIVE; START DATE:08//2022; 10 HOURS A MONTH DURING TRADING HOURS Name of the other business: Vestech Securities, Inc. Investment-related: yes Address of the other business: Nature of the other business: 318 SCOTLAND DRIVE, KINGS MOUNTAIN, NC 28086 Position; title, or relationship with the other business: Financial Representative Start date of your relationship: 09/2017 Approximate number of hours/month you devote to the other business: 160 Number of hours you devote to the other business during securities trading hours: 160 Briefly describe your duties relating to the other business: Financial Representative Name of the other business: King Mountain Housing Authority ("KMHA") Investment-related: No Address of the other business: 201 McGill Court, Kings Mountain, NC, 28086 Nature of the other business: KMHA owns and operates 249 affordable housing apartments and is regulated by HUD, US Housing and Urban Development. Position; title, or relationship with the other business: Board Member Start date of your relationship: 01/2024 Approximate end date: 08/10/2025 Approximate number of hours/month you devote to the other business: 5 Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: Serve as a member of the governing board. Name of the other business: Cleveland County Board of Equalization & Review Investment-related: No Address of the other business: 311 E Marion Street, Shelby, NC, 28150 Nature of the other business: Appeals board that hears appeals to tax assessments. Position; title, or relationship with the other business: Board Member Start date of your relationship: 04/15/2025 with hearings set to begin on 05/05/2025 Approximate end date: 05/30/2025 Approximate number of hours/month you devote to the other business: 15 Number of hours you devote to the other business during securities trading hours: 15 Briefly describe your duties relating to the other business: Attend meetings, preside at hearings, vote on findings. Name of the other business: Kings Mountain Redevelopment Commission Investment-related: No Address of the other business: 201 McGill Court, Kings Mountain, NC, 28086 Nature of the other business: The housing authority board will be replaced by the Kings Mountain Redevelopment Commission that will oversee the Housing Authority operations. Position; title, or relationship with the other business: Board Member, Vice Chairman Start date of your relationship: 09/04/2024 Approximate number of hours/month you devote to the other business: 2 Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: Part of the board that will oversee the Housing Authority operations

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-05-03
• S63 Uniform Securities Agent State Law Examination
  1990-10-02