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12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-09-25 |
| CA | RA | APPROVED | 2009-06-03 |
Branch Locations
2035 Corte Del Nogal Ste. 150, Carlsbad, CA 92011 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Financial Group | San Diego | CA | 06/2009 | Present |
(1) SOLUTIONS FOR CHANGE POSITION: Volunteer NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2019 ADDRESS: 722 W. California Ave., Vista CA 92083, United States DESCRIPTION: MEMBER OF BOARD OF DIRECTORS FOR SOLUTIONS FOR CHANGE, A NON-PROFIT PROVIDING SOLUTIONS FOR HOMELESSNESS (2) RENTAL PROPERTY POSITION: Owner NATURE: Other: INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1993 ADDRESS: 2928 Rancho Brasado, Carlsbad CA 92009, United States DESCRIPTION: 100% OWNER OF RENTAL PROPERTIES (3) WEALTH MANAGEMENT GROUP POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2003 ADDRESS: 2035 Corte Del Nogal, Suite 150, Carlsbad CA 92011, United States DESCRIPTION: 100% OWNER OF DBA USED FOR MARKETING PURPOSES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 2002-06-06 |
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