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Current Employers
Elm Capital Management Llc

309 Smithfield Street 6Th Floor, Pittsburgh, PA 15222 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2020-07-14
PA RA APPROVED 2020-06-08
OH RA APPROVED 2020-03-23
  • WV RA
    APPROVED
    Since 2020-07-14
  • PA RA
    APPROVED
    Since 2020-06-08
  • OH RA
    APPROVED
    Since 2020-03-23

Branch Locations

309 Smithfield Street 6Th Floor, Pittsburgh, PA 15222 • United States

Elder Law Management, Elder Law Planning Services

309 Smithfield Street Sixth Floor, Pittsburgh, PA 15222 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 1996-01-02
  • PA RA
    APPROVED
    Since 1996-01-02

Branch Locations

309 Smithfield Street Sixth Floor, Pittsburgh, PA 15222 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eastern Financial Group, Inc. Dba Elder Law Management Pittsburgh PA 08/1994 Present
Jones & Cwalina Pittsburgh PA 05/1994 09/2016
Penn State University College Park PA 09/1991 Present
Elm Capital Management Inc. Pittsburgh PA 03/2020 Present
Jones & Associates, P.C Pittsburgh PA 09/2016 Present
  • 08/1994 → Present
    Eastern Financial Group, Inc. Dba Elder Law Management
    Pittsburgh, PA
  • 05/1994 → 09/2016
    Jones & Cwalina
    Pittsburgh, PA
  • 09/1991 → Present
    Penn State University
    College Park, PA
  • 03/2020 → Present
    Elm Capital Management Inc.
    Pittsburgh, PA
  • 09/2016 → Present
    Jones & Associates, P.C
    Pittsburgh, PA
Other Businesses

1) 09/2016: Owner; Jones & Associates, P.C. A law firm specializing in estate and tax planning including asset protection located at 309 Smithfield Street, 6th Floor, Pittsburgh, Pennsylvania 15222; requiring a substantial amount of time. Predecessor firms originate in January 1991. 2) 03/1993, Owner/Managing Member; Elder Law Management of WV, LLC; A law firm specializing in estate and tax planning including asset protection located at 3467 University Avenue, Suite 200, Morgantown, West Virginia 26505; requiring a moderate amount of time. Converted to an LLC in 01/2011. 3) 02/2018; Owner/Managing Member; ELM Capital Management, LLC with its registered address at 4952 San Pablo Court, Naples, Florida 34109; registered to conduct business in Pennsylvania with a registered address of 309 Smithfield Street, 6th Floor, Pittsburgh, Pennsylvania 15222; a registered investment advisory firm doing business in Pennsylvania and various other states. Requires a substantial amount of time. Converted to an LLC in 04/2020. 4) 08/2012; Owner/Managing Member of United Financial Realty, LLC., entity holds commercial property located at 3467 University Avenue, Suite 200, Morgantown, West Virginia 26505; requires minimal time. 5) 01/2011 Owner/Managing Partner of ELM Realty Limited Partnership; entity holds commercial property located at 608/610 Third Street, Beaver, Pennsylvania 15009; requires minimal time. 6) 05/2011 Interest Owner in Elder Law Management Holdings, Inc. a Florida holding company, with its registered address located at 4952 San Pablo Court, Naples, Florida 34109; holds interests in ELM Realty Limited Partnership and Elder Law Management, LLC of WV; requires minimal time. 7) 05/2011 Interest Owner in Elder Law Management, Inc., a Florida holding company, with its registered address located at 4952 San Pablo Court, Naples, Florida 34109; holds interests in ELM Realty Limited Partnership and Elder Law Management, LLC of WV; requires minimal time. 8) 06/1996 Impact Management Services, Inc.; Owner; Pennsylvania Corporation. Inactive. 9) Mr. Jones' insurance license is inactive. 10) 09/1991 Mr. Jones is an adjunct professor (Business department) at Penn State University.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-10-22
  • S63 Uniform Securities Agent State Law Examination
    1990-10-22

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