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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-01-26
NJ RA APPROVED 2006-06-02
FL RA APPROVED 2006-05-30
  • TX RA
    APPROVED_RES
    Since 2017-01-26
  • NJ RA
    APPROVED
    Since 2006-06-02
  • FL RA
    APPROVED
    Since 2006-05-30

Branch Locations

1201 New Rd, Ste 207 Cornerstone Commerce Center, Linwood, NJ 08221 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Turnberry Isle Ocean Club Miami FL 11/1988 Present
Massachusetts Mutual Life Insurance Co. Springfield MA 07/1990 Present
Wells Fargo Advisors Llc Linwood NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Linwood NJ 11/2016 Present
  • 11/1988 → Present
    Turnberry Isle Ocean Club
    Miami, FL
  • 07/1990 → Present
    Massachusetts Mutual Life Insurance Co.
    Springfield, MA
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Linwood, NJ
  • 11/2016 → Present
    Linwood, NJ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-01-03
S63 Uniform Securities Agent State Law Examination 1991-10-07
  • S65 Uniform Investment Adviser Law Examination
    2020-01-03
  • S63 Uniform Securities Agent State Law Examination
    1991-10-07
Other Names
  • Rob Freed
  • Robert M Freed

View on SEC IAPD

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