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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-05-05
TX RA APPROVED_RES 2014-04-16
MI RA APPROVED 2010-11-03
  • FL RA
    APPROVED
    Since 2023-05-05
  • TX RA
    APPROVED_RES
    Since 2014-04-16
  • MI RA
    APPROVED
    Since 2010-11-03

Branch Locations

40705 Woodward Avenue Suite 200, Bloomfield Hills, MI 48304 • United States

Ave Maria, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Bloomfield Hills MI 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Bloomfield Hills, MI
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-23
S63 Uniform Securities Agent State Law Examination 1990-12-11
  • S65 Uniform Investment Adviser Law Examination
    1999-06-23
  • S63 Uniform Securities Agent State Law Examination
    1990-12-11
Other Names
  • Norman J Killop

View on SEC IAPD

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