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William Dale Byford

Ascentis Independent Advisors, LLC

Las Cruces, NM

Dallas, TX

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Current Employers
Ascentis Independent Advisors, Llc

5001 Spring Valley Road Suite 810W, Dallas, TX 75244 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-03-19
TX RA APPROVED_RES 2024-01-19
NM RA APPROVED 2022-09-19
  • FL RA
    APPROVED
    Since 2024-03-19
  • TX RA
    APPROVED_RES
    Since 2024-01-19
  • NM RA
    APPROVED
    Since 2022-09-19

Branch Locations

205 W Boutz Bldg 2 Ste C, Las Cruces, NM 88005 • United States

5001 Spring Valley Road Suite 810W, Dallas, TX 75244 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carter Bain Wealth Management Las Cruces NM 11/2006 08/2021
Golden State Equity Partners, Llc South Coast Metro CA 08/2021 Present
  • 11/2006 → 08/2021
    Carter Bain Wealth Management
    Las Cruces, NM
  • 08/2021 → Present
    Golden State Equity Partners, Llc
    South Coast Metro, CA
Previous Registrations
  • 2021-08-26 → 2022-09-20
    Golden State Equity Advisors, Llc
    Las Cruces, NM
    Las Cruces, NM
    South Coast Metro, CA
  • 2007-08-30 → 2021-12-31
    Carter Bain Wealth Management
    Las Cruces, NM
    Las Cruces, NM
    Las Cruces, NM
  • 2003-01-31 → 2003-09-08
    Westwind Capital
    Las Cruces, NM
  • 1998-06-22 → 2002-11-20
    Morgan Stanley Dw Inc.
    Las Cruces, NM
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-29
S63 Uniform Securities Agent State Law Examination 1997-09-05
  • S65 Uniform Investment Adviser Law Examination
    2007-08-29
  • S63 Uniform Securities Agent State Law Examination
    1997-09-05
Other Names
  • Bill Byford

View on SEC IAPD

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