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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED_RES | 2024-03-21 |
Branch Locations
Baton Rouge, LA • United States
15015 Jamestown Blvd Suite 100, Baton Rouge, LA 70810 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Baton Rouge | LA | 09/1991 | Present |
| Horizon Wealth Management | Baton Rouge | LA | 03/2002 | Present |
| Cetera Advisors Llc | Denver | CO | 01/2013 | Present |
| Hfg Holdings | Baton Rouge | LA | 07/2014 | 02/2018 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
| Advisor Growth Gear | Baton Rouge | LA | 11/2025 | Present |
| The Wealth Advisor Collective; | Baton Rouge | LA | 11/2025 | Present |
1. HORIZON WEALTH MANAGEMENT LLC; INVST RLTD; SAME AS REGISTERED LOCATION; ENTITY UNDER WHICH MULTIPLE BUSINESS ENTITIES OPERATE; START: 10/2018; TITLE: FINANCIAL ADVISOR/CEO; APX # OF #/WK: 40; APX # OF HRS DUR TRAD HRS: 32.5; DUTIES: FINANCIAL ADVISOR/CEO DUTIES, RECEIVES LICENSING FEES FOR HORIZON DBAS. 2. HWM HOLDINGS LLC NOT INVST RLTD; SAME AS REGISTERED LOCATION; EAL ESTATE RENTAL; START: 11/2023; TITLE: OWNER; APX # OF HRS/WK & DUR TRD HRS: VARIES; DUTIES: REAL ESTATE RENTAL; 3. TWO-SEVEN PRODUCTIONS; NOT INVST RLTD; SAME AS RESIDENTIAL LOCATION; WINE HOLDER DESIGN & SALES; START: 8/2013; APX # OF HRS/WK & DUR TRD HRS: 2; DUTIES: DISTRIBUTION AND MANUFACTURING OF RETAIL PRODUCTS; 4. BUSH - GAUTREAU OPPORTUNITY FUND, LLC, INVST RLTD, ADDRESS IS THE REGISTERED LOCATION, PERSONAL INVESTING, START MARCH 2014, NO TIME SPENT ON ACTIVITY, MEMBER / CO-OWNER. 5. CYA 360 LLC, NOT INVST RLTD, ADDRESS IS THE REGISTERED LOCATION, MULTI-DISCIPLINARY BUSINESS PRESENTATIONS, START SEPTEMBER 2014, LESS THAN 1 HR PER WK - NOT DUR TRAD HRS, OWNER. 6.BIG LEAGUE MONEY BOOK CREATED UNDER HORIZON FINANCIAL GROUP , NOT INV REL, REGISTERED LOCATION, CO-AUTHOR OF BOOK, START JULY 2014, LESS THAN 1 HR/WK - NOT DUR TRAD HRS, AUTHOR. 7. HORIZON RETIREMENT PLAN SERVICES; INV REL; SAME AS REGISTERED LOCATION; ENTITY FOR RETIREMENT PLAN SERVICING / DBA FOR FINANCIAL SERVICES; START: 09/2017; TITLE: FINANCIAL ADVISOR/CEO; APX # OF HRS/WK: 40; APX # OF HRS DUR TRAD HRS: 32.5; DUTIES: DBA FOR FINANCIAL SERVICES; 8. HORIZON FINANCIAL GROUP; INVST RLTD; SAME AS REGISTERED LOCATION; DBA FOR FINANCIAL SERVICES; START: 09/2017; TITLE: FINANCIAL ADVISOR/CEO; APX # OF HRS/WK: 40; APX # OF HRS DUR TRAD HRS: 32.5; DUTIES: DBA FOR FINANCIAL SERVICES; 9. HORIZON ADVISOR NETWORK; INVST RLTD; SAME AS REGISTERED LOCATION; DBA FOR FINANCIAL SERVICES; START: 9/2017; TITLE: FINANCIAL ADVISOR/CEO; HRS/WK: 40; APX # OF HRS DUR TRAD HRS: 32.5; DUTIES: DBA FOR FINANCIAL SERVICES; 10. SIMPLIFYNANCE; INV REL; SAME AS REGISTERED LOCATION; DBA FOR FINANCIAL SERVICES; START: 02/2018; TITLE: OWNER; HRS/WK: 5; HRS DUR TRAD HRS: 5; DUTIES: DBA FOR FINANCIAL SERVICES; 11. FIXED INSURANCE WITH VARIOUS COMPANIES; INVST RLTD; SAME AS REGISTERED LOCATION; FIXED INSURANCE; START: 09/2021; APX # OF HRS/WK & DUR TRD HRS: LESS THAN 1; INSURANCE AGENT SELLS LIFE, DISABILITY, ANNUITIES AND LONG-TERM CARE; 12.HORIZON MEDIA A DIVISION OF HORIZON FINANCIAL GROUP; INV REL: NO; SAME AS REGISTERED LOCATION; BOOKS, PODCASTS, VIDEOS & OTHER MEDIA SERVICES; DATE: 3/2022; AUTHOR, PODCASTER, CONTENT CREATOR; APX # OF HRS/WK: LESS THAN 1; APX # OF HRS DUR TRAD HRS: LESS THAN 1; BRIEF MEDIA DIVISION OF DBA; 13. TWO-SEVEN PRODUCTIONS, LLC; INV REL: NO; SAME AS RESIDENTIAL LOCATION; RETAIL PRODUCTS SALES REFERRALS; DATE: 08/2025; OWNER/MANAGER; APX # OF HRS PER WK: 1; 0 DUR TRAD REFERRAL FOR DISTRIBUTION, MANUFACTURING OF RETAIL PRODUCTS; INTRODUCTIONS, CONNECTIONS FOR TAX REMITTANCE SYSTEM; 14. ADVISOR GROWTH GEAR; INV REL; SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, START: 11/2025, FINANCIAL PROFESSIONAL, APX # OF HRS/WK: 40, APX # OF HRS DUR TRAD HRS: 32.5, DUTIES: DBA FOR FINANCIAL SERVICES; 15. THE WEALTH ADVISOR COLLECTIVE; INV REL; SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, START: 11/2025, FINANCIAL PROFESSIONAL, APX # OF HRS/WK: 40, APX # OF HRS DUR TRAD HRS: 32.5, DUTIES: DBA FOR FINANCIAL SERVICES; 16. HEART OF HORIZON; INV REL: NO; SAME AS REGISTERED LOCATION; CHARITABLE ACTIVITIES; DATE: 03/2026; VOLUNTEER; APX # OF HOURS PER WEEK: 1, 1 DUR TRAD HRS; DUTIES: HORIZON FINANCIAL GRP WILL CONDUCT CHARITABLE ACTIVITIES; 17. THE BAMVINO GROUP LLC; INV REL: NO; 2945 DAKIN AVE BATON ROUGE, LA 70820; RETAIL SALES / PODCASTING/MEDIA; 03/2026; OWNER/MEMBER; APX # OF HRS PER WK: 3; 0 HRS DUR TRAD MARKET FOR RETAIL WINE/BASEBALL RELATED PRODUCTS, WINE VARIETALS AND A WINE/BASEBALL THEMED PODCAST;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-15 |
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