Howard Dixon Ulmer

Current Employers

Employment History

• 02/2005 → 11/2019
  Wells Fargo Clearing Services Llc
  Columbia, MD
• 01/2002 → Present
  Musician
  Columbia, MD
• 01/2017 → Present
  Ulmer Partners 2, Llc
  Columbia, MD
• 01/2005 → Present
  Rental Property
  Columbia, MD
• 11/2019 → Present
  Raymond James Financial Services, Inc.
  Columbia, MD
• 11/2019 → Present
  Raymond James Financial Services Advisors, Inc.
  Columbia, MD
• 11/2019 → Present
  M3 Investment Advisory Llc
  Columbia, MD

Previous Registrations

• 2005-02-25 → 2019-11-15
  Wells Fargo Clearing Services, Llc
  Columbia, MD
  Columbia, MD
• 1999-04-20 → 2005-03-02
  Morgan Stanley Dw Inc.
  Ellicott Cty, MD

Other Businesses

(1)Name of Business: Address: 10876 Beech Creek Dr, Columbia, MD, 21044, United States Activity Type: Other Position/Title: Musician Investment Related: No Start Date: 11/11/2019 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Guitarist/Singer (2)Name of Business: Address: 10876 Beech Creek Dr, Columbia, MD, 21044, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 11/11/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: own and manage a 1 bedroom rental condo (3)Name of Business: M3 Investment Advisory LLC DBA Merriweather Money Management Address: 10500 Little Patuxent Pkwy Ste 305, Columbia, MD, 21044, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 11/11/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Operating an investment office through Raymond James (4)Name of Business: Ulmer Partners 2, LLC Address: 10876 Beech Creek Drive, Columbia, MD, 21044, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 11/11/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the managing partner and own 1%My 3 kids own 33% eachThe partnership owns investments which are all held in a Raymond James account

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-05-12
• S63 Uniform Securities Agent State Law Examination
  1990-10-03

Other Names

• Dixon Ulmer
• Howard D Iii Ulmer