Stuart Scott Lempert

Current Employers

Employment History

• 12/1997 → 05/2025
  Charles Schwab & Co., Inc.
  New York City, NY
• 02/2005 → 05/2025
  Charles Schwab Bank
  New York City, NY
• 02/2022 → 06/2024
  Td Ameritrade
  New York City, NY
• 05/2025 → Present
  Landmark Wealth Management
  Melville, NY

Previous Registrations

• 2021-04-22 → 2025-05-08
  Charles Schwab & Co., Inc.
  New York City, NY
  New York City, NY
  Manhasset, NY
  Scarsdale, NY
  Garden City, NY
  Manhasset, NY
  New York City, NY
  Bridgewater, NJ
  New York City, NY
  Bridgewater, NJ
  New York, NY
• 2022-02-09 → 2022-10-14
  Td Ameritrade, Inc.
  Omaha, NE
  New York City, NY
  New York, NY
  New York, NY

Other Businesses

(1) Northwell Health/Cohens Children Medical Center - Not Investment Related - 269-01 76th Avenue, Queens, NY 11040 USA - Healthcare Services - Advisory Board - Less than 20 a month - 0 hours during securities trading hours - Non voting, non decision making position, on advisory board to the president of the children's hospital. This is not a financial or investment related decision. (2) Madison Square Boys & Girls Club - Not investment related - Board Member - Less than 20 a month - 0 hours during securities trading hours - Non voting, non decision making position (3) Nassau County Police Department Foundation - Not investment related - 734 Franklin Ave #189, Garden City, NY 11530. Advisory Board - Approximately 1 hour per month - 0 hours during securities trading hours. Non-decision making role, attend meetings to stay informed and support the organization's efforts to advance its mission and serve the community. No compensation.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-11-03
• S63 Uniform Securities Agent State Law Examination
  1990-08-08