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Cynthia Finkley Scott

Wells Fargo Clearing Services, LLC

Atlanta, GA

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2013-11-01
  • GA RA
    APPROVED
    Since 2013-11-01

Branch Locations

3280 Peachtree Rd Ne 4Th Fl [G4-Rbo], Atlanta, GA 30305 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chapman On-Line, Inc Baltimore MD 02/2000 Present
Wells Fargo Advisors Llc Atlanta GA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Atlanta GA 11/2016 Present
  • 02/2000 → Present
    Chapman On-Line, Inc
    Baltimore, MD
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Atlanta, GA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-31
S63 Uniform Securities Agent State Law Examination 1992-10-01
  • S66 Uniform Combined State Law Examination
    2013-10-31
  • S63 Uniform Securities Agent State Law Examination
    1992-10-01
Other Names
  • Cynthia Felecia Finkley
  • Cynthia F Finkley
  • Cynthia Felecia Finkley

View on SEC IAPD

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