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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-12 |
Branch Locations
Nantucket, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Wellesley | MA | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
1. MASS CHARITABLE FIRE SOCIETY; DONATING MONEY TO WORTHY CAUSES SUPPORTING FIRE RELATED TRAINING AND INJURY; INVESTMENT COMMITTEE; 1 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS 2. MASS CHARITABLE FIRE SOCIETY; DONATION OF MONEY TO WORTHY CAUSES; 1 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-04-28 |
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