Andre William Dubois

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2022-02-01

WA RA
APPROVED

Since 2022-02-01

Branch Locations

Selah, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Precision Capital Management, Llc	Seattle	WA	01/2007	Present
Lpl Financial, Llc	Seattle	WA	09/2014	Present
Golden State Wealth Management, Llc	Seattle	WA	08/2015	12/2021

01/2007 → Present

Precision Capital Management, Llc

Seattle, WA
09/2014 → Present

Lpl Financial, Llc

Seattle, WA
08/2015 → 12/2021

Golden State Wealth Management, Llc

Seattle, WA

Previous Registrations

2015-09-14 → 2022-01-03

Golden State Wealth Management, Llc

Seattle, WA

Powell, WY
2014-10-03 → 2015-11-20

Financial Advocates Investment Management

Seattle, WA

Olympia, WA

Seattle, WA
2007-01-17 → 2014-09-22

Kms Financial Services, Inc.

Seattle, WA

Seattle, WA

Selah, WA
2006-06-29 → 2007-01-03

Fisher Investments

Seattle, WA

Plano, TX
2000-12-13 → 2005-10-14

Pgim Investments Llc

Seattle, WA

Other Businesses

1. 9/22/2014: Precision Capital Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 2/7/2007 - Time Spent 100%. 2. 12/07/2023: Kittitas Interactive Management - Non-Inv Related - Yakima, WA - Outside/W-2 Employment - Operations Administrator - Started: 10/16/2023 - 60 Hrs/Mo; 1 Hr During Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-08-17
S63	Uniform Securities Agent State Law Examination	1994-01-14

S65 Uniform Investment Adviser Law Examination

1994-08-17
S63 Uniform Securities Agent State Law Examination

1994-01-14

View on SEC IAPD