Dahlia Christine Daley

Current Employers

Daley Capital, Inc

Bowie, MD • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2025-01-01

MD RA
APPROVED

Since 2025-01-01

Branch Locations

Bowie, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Daley Capital, Inc	Bowie	MD	04/2008	Present
Self Employed	Bowie	MD	07/2003	Present

04/2008 → Present

Daley Capital, Inc

Bowie, MD
07/2003 → Present

Self Employed

Bowie, MD

Previous Registrations

2008-04-15 → 2014-01-09

Daley Capital, Inc

Bowie, MD
2004-01-02 → 2007-12-31

Investors Security Company, Inc.

Bowie, MD

Bowie, MD
2001-06-25 → 2003-07-22

Pruco Securities, Llc.

Bethesda, MD

Other Businesses

I ALSO OWN An Independent Insurance Practice. I devote about 10 percent of my time to this activity.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-06-22
S65	Uniform Investment Adviser Law Examination	1999-05-08
S63	Uniform Securities Agent State Law Examination	1992-01-30

S66 Uniform Combined State Law Examination

2001-06-22
S65 Uniform Investment Adviser Law Examination

1999-05-08
S63 Uniform Securities Agent State Law Examination

1992-01-30

Designations

View on SEC IAPD