Robert Charles Auditore

Current Employers

Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2015-04-09

MA RA
APPROVED

Since 2015-04-09

Branch Locations

One Liberty Square, 13Th Floor, Boston, MA 02109 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Capfinancial Securities Llc	Raleigh	NC	08/2012	Present
Capfinancial Partners Llc (Captrust)	Raleigh	NC	04/2015	Present

08/2012 → Present

Capfinancial Securities Llc

Raleigh, NC
04/2015 → Present

Capfinancial Partners Llc (Captrust)

Raleigh, NC

Previous Registrations

2013-01-02 → 2015-04-09

Capfinancial Securities, Llc.

Raleigh, NC

Woburn, MA

Walpole, MA

Boston, MA

Boston, MA
2010-04-06 → 2012-10-26

Lighthouse Capital, Llc

Boston, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-04-13
S63	Uniform Securities Agent State Law Examination	1993-12-06

S65 Uniform Investment Adviser Law Examination

2009-04-13
S63 Uniform Securities Agent State Law Examination

1993-12-06

View on SEC IAPD

Current Employers

Captrust

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

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