Steven Gerald Scalici

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2014-11-18
TX	RA	APPROVED_RES	2014-11-17

FL RA
APPROVED

Since 2014-11-18
TX RA
APPROVED_RES

Since 2014-11-17

Branch Locations

3801 Pga Blvd. Suite 1000, Palm Beach Gardens, FL 33410 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Palm Beach Gardens	FL	11/2014	Present

11/2014 → Present

Ubs Financial Services Inc.

Palm Beach Gardens, FL

Previous Registrations

2009-06-30 → 2014-11-21

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jupiter, FL

West Palm Beach, FL
2007-07-24 → 2009-07-29

Invest Financial Corporation

Stuart, FL
1999-06-03 → 2007-12-12

Treasure Coast Financial Services

Stuart, FL

Other Businesses

1) NAME OF OTHER BUSINESS: Family Church of Jupiter / INVESTMENT RELATED?: No / ADDRESS: 18477 Loxahatchee River Road, Jupiter, FL / NATURE OF THE BUSINESS: Religious Organization / POSITION: Pastor / DUTIES: Pastor of the congregation. Teaching on Sunday./ START DATE: 9-19-2022 / HOURS DEVOTED TO BUSINESS: NA /// 2) NAME OF OTHER BUSINESS: No name - we wrote a book about generosity / INVESTMENT RELATED?: N / ADDRESS: N/A / NATURE OF THE BUSINESS: We wrote a book about generosity (Doug Twohill and Steve Scalici) / POSITION:/ DUTIES: We have already completed writing the book/ START DATE: 10/10/2022 / HOURS DEVOTED TO BUSINESS: N/A

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-11-21

S63 Uniform Securities Agent State Law Examination

1996-11-21

Designations

View on SEC IAPD