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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-02-13 |
| TX | RA | APPROVED_RES | 2026-02-13 |
Branch Locations
1 Nw 5Th St, Grand Rapids, MN 55744 • United States
2400 Maple Grove Rd, Duluth, MN 55811 • United States
715 Cloquet Ave, Cloquet, MN 55720 • United States
5330 Grand Ave, Duluth, MN 55807 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kms Financial Services, Inc | Seattle | WA | 12/2005 | 03/2019 |
| U.S. Bancorp Investments, Inc. | Cloquet | MN | 03/2019 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Cloquet | MN | 02/2026 | Present |
1) Upper Midwest Elite Goalie Acadamy; Non Investment-related; Duluth, MN; Training young, male and female, Elite level ice hockey goalies; One third Ownership; Coach/ trainer; 06/2022; 15-20 hours/ month; 4-5 hours/ trading; Work one on one with goalies, setting up training schedules and sessions. Overseeing each session. 2) Cloquet High School Boys Hockey Team; Not Investment-related; Cloquet, MN; High School Boys Ice Hockey; Assistant Coach - Goalie Coach; 12/2022; 20 Hrs/Mth; Very few practices and games are held in December/January/Trading; Coach goalies in practice; member of coaching staff, participate in practice and games as coach on bench and in press box taking stats and notes on goalies. 3) Cloquet Amatuer Hockey Assocation; Not Investment-related; Cloquet, MN; Youth Hockey League; Coach; 11/10/2025; 15 Hrs/Mth; 0 Hrs/Trading; Plan practices 3-4 per week and coach games.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 1990-09-12 |
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