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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-02-13
TX RA APPROVED_RES 2026-02-13
  • MN RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2026-02-13

Branch Locations

1 Nw 5Th St, Grand Rapids, MN 55744 • United States

2400 Maple Grove Rd, Duluth, MN 55811 • United States

715 Cloquet Ave, Cloquet, MN 55720 • United States

5330 Grand Ave, Duluth, MN 55807 • United States

Duluth, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Kms Financial Services, Inc Seattle WA 12/2005 03/2019
U.S. Bancorp Investments, Inc. Cloquet MN 03/2019 02/2026
U.S. Bancorp Advisors, Llc Cloquet MN 02/2026 Present
Previous Registrations
  • 2019-03-26 → 2026-02-13
    Cloquet, MN
    Grand Rapids, MN
    Duluth, MN
    Grand Forks, ND
    Grafton, ND
    Langdon, ND
    Devils Lake, ND
    Grand Forks, ND
    Duluth, MN
    Duluth, MN
  • 2005-12-02 → 2019-03-22
    Kms Financial Services, Inc.
    Edmonds, WA
    Lynnwood, WA
    Lynnwood, WA
    Edmonds, WA
  • 2000-06-30 → 2005-12-08
    Seattle, WA
    Seattle, WA
Other Businesses

1) Upper Midwest Elite Goalie Acadamy; Non Investment-related; Duluth, MN; Training young, male and female, Elite level ice hockey goalies; One third Ownership; Coach/ trainer; 06/2022; 15-20 hours/ month; 4-5 hours/ trading; Work one on one with goalies, setting up training schedules and sessions. Overseeing each session. 2) Cloquet High School Boys Hockey Team; Not Investment-related; Cloquet, MN; High School Boys Ice Hockey; Assistant Coach - Goalie Coach; 12/2022; 20 Hrs/Mth; Very few practices and games are held in December/January/Trading; Coach goalies in practice; member of coaching staff, participate in practice and games as coach on bench and in press box taking stats and notes on goalies. 3) Cloquet Amatuer Hockey Assocation; Not Investment-related; Cloquet, MN; Youth Hockey League; Coach; 11/10/2025; 15 Hrs/Mth; 0 Hrs/Trading; Plan practices 3-4 per week and coach games.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-08-25
S63 Uniform Securities Agent State Law Examination 1990-09-12
  • S65 Uniform Investment Adviser Law Examination
    1992-08-25
  • S63 Uniform Securities Agent State Law Examination
    1990-09-12
Other Names
  • Jerry Pickar

View on SEC IAPD

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