Gregory Gerrard Achten

Current Employers

Employment History

• 04/2016 → Present
  Ubs Financial Services Inc.
  Kenwood, OH

Previous Registrations

• 1991-09-20 → 2016-04-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
  Cincinnati, OH
  Cincinnati, OH
  Dallas, TX
  Tulsa, OK
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN
  Frisco, TX
  Fort Mitchell, KY
  Indianapolis, IN
  Indianapolis, IN

Other Businesses

(I)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: GADG SPIRITS LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: 459 N. WILLIAMSBURY RD., BLOOMFIELD HILLS, MICHIGAN 48301 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 6/1/2013 NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS IS AN LLC ESTABLISHED WITH MYSELF AND DAN GIRDLER FOR THE PURPOSE OF INVESTING IN A PRIVATE INVESTMENT OMATS BRANDS. 2) GADG Spirits, LLC / 459 N. Williamsbury Bloomfield,MI 48301 / Other/ Food, Beverages & Tobacco / LLC designed for financial investment (non operating) in a Liquor Company / Other / Limited Liability Partner-one of two / Financial Investment only, no operational or day to day activities / Start Date 06/01/2015 / St. Xavier High School / 600 North Bend Road Cincinnati,Ohio / Educational Establishment/ Education / High School: Educate young men in the Jesuit Tradition / Advisor or advisory group member if advice given may influence an officer/board / / Requesting approval to serve as Chairperson for the Investment Committee for the St. Xavier High School Foundation. The Foundation has $60 Million and is used to supplement cost of tuition and for strategic projects of the school and campus. Currently, Graystone is the Institutional Consultant and assumes 338 Fiduciary. Graystone makes all investment and allocation and manager decisions with full discretion and the committee does not make the selections or approves the selections. / Start Date 7/1/2017/42917 / 1.5 hours per week

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-11-13
• S63 Uniform Securities Agent State Law Examination
  1990-09-24

Other Names

• Gregory Achten