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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-13
  • MN RA
    APPROVED
    Since 2014-01-13

Branch Locations

Minneapolis, MN • United States

12800 Whitewater Drive Suite 100, Minnetonka, MN 55343 • United States

Focus Financial

1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-09
  • MN RA
    APPROVED
    Since 2013-12-09

Branch Locations

1000 Shelard Parkway Suite 300, Minneapolis, MN 55426 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth, Inc. Minneapolis MN 12/1995 Present
Focus Financial Network Inc. Minneapolis MN 04/1998 Present
401K Solutions, Inc. Minneapolis MN 10/1992 Present
  • 12/1995 → Present
    Minneapolis, MN
  • 04/1998 → Present
    Focus Financial Network Inc.
    Minneapolis, MN
  • 10/1992 → Present
    401K Solutions, Inc.
    Minneapolis, MN
Other Businesses

1. FOCUS FINANCIAL NETWORK, INC POSITION: Statutory Agent - NATURE: Insurance Agency - INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/1989 ADDRESS: 1300 Godward St. NE, Suite 5500, Minneapolis MN 55413, United States DESCRIPTION: Sales and service of fixed insurance products. 2. 401K SOLUTIONS, INC. POSITION: President NATURE: S-Corp. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/13/2000 ADDRESS: 1000 Shelard Parkway, Suite 300, Minneapolis MN 55426, United States DESCRIPTION: I own the entity which is used for business expense and tax planning. 3. FOCUS FINANCIAL NETWORK, INC. POSITION: Representative NATURE: Registered Investment Adviser - INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 01/01/1996 ADDRESS: 12800 Whitewater Drive, Suite 100, MINNETONKA MN 55343, United States DESCRIPTION: Investment advisory sales and services. 4. PAUL GIANNOBILE POSITION: Landlord NATURE: S-Corp INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 40 Melbourne Ave SE, Minneapolis MN 55414, United States DESCRIPTION: I own a townhouse that I rent out.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-09-22
S63 Uniform Securities Agent State Law Examination 1990-08-15
  • S65 Uniform Investment Adviser Law Examination
    1995-09-22
  • S63 Uniform Securities Agent State Law Examination
    1990-08-15

View on SEC IAPD

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