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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-01-13 |
Branch Locations
Minneapolis, MN • United States
12800 Whitewater Drive Suite 100, Minnetonka, MN 55343 • United States
1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-12-09 |
Branch Locations
1000 Shelard Parkway Suite 300, Minneapolis, MN 55426 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Minneapolis | MN | 12/1995 | Present |
| Focus Financial Network Inc. | Minneapolis | MN | 04/1998 | Present |
| 401K Solutions, Inc. | Minneapolis | MN | 10/1992 | Present |
1. FOCUS FINANCIAL NETWORK, INC POSITION: Statutory Agent - NATURE: Insurance Agency - INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/1989 ADDRESS: 1300 Godward St. NE, Suite 5500, Minneapolis MN 55413, United States DESCRIPTION: Sales and service of fixed insurance products. 2. 401K SOLUTIONS, INC. POSITION: President NATURE: S-Corp. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/13/2000 ADDRESS: 1000 Shelard Parkway, Suite 300, Minneapolis MN 55426, United States DESCRIPTION: I own the entity which is used for business expense and tax planning. 3. FOCUS FINANCIAL NETWORK, INC. POSITION: Representative NATURE: Registered Investment Adviser - INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 01/01/1996 ADDRESS: 12800 Whitewater Drive, Suite 100, MINNETONKA MN 55343, United States DESCRIPTION: Investment advisory sales and services. 4. PAUL GIANNOBILE POSITION: Landlord NATURE: S-Corp INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 40 Melbourne Ave SE, Minneapolis MN 55414, United States DESCRIPTION: I own a townhouse that I rent out.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-15 |
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