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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-03 |
| MI | RA | APPROVED | 2019-09-27 |
Branch Locations
46646 7 Mile Road, Northville, MI 48167 • United States
1011 W Placita Quieta, Green Valley, AZ 85622 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2004 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2005 | Present |
1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 25 HR/WK -20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2) HARBOR FINANCIAL ASSOCIATES, 46646 7 MILE RD, NORTHVILLE, MI, DBA,PRESIDENT, INV REL- 06/21/04, 2/YR- 0/TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-08-03 |
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