John Murphy O'connor

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-02-18
PA	RA	APPROVED	2021-10-22

TX RA
APPROVED_RES

Since 2026-02-18
PA RA
APPROVED

Since 2021-10-22

Branch Locations

3101 Emrick Blvd 2Nd Floor, Bethlehem Township, PA 18020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Easton	PA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Easton	PA	11/2016	10/2021
Stifel Nicolaus & Co Inc	Easton	PA	10/2021	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Easton, PA
11/2016 → 10/2021

Wells Fargo Clearing Services, Llc

Easton, PA
10/2021 → Present

Stifel Nicolaus & Co Inc

Easton, PA

Previous Registrations

2009-04-01 → 2021-10-29

Wells Fargo Clearing Services, Llc

Allentown, PA

Easton, PA

Easton, PA

Stroudsburg, PA

Other Businesses

1. Rental Property; 17 Lannings Trail, Washington, NJ 07882; Rental; Owner/landlord; General landlord duties; 01/01/1999; 1 Hour per Month; Not During Securities Trading Hours; Investment-Related. 2. Executor of estate for family member

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-08-24
S63	Uniform Securities Agent State Law Examination	1990-10-10

S65 Uniform Investment Adviser Law Examination

2004-08-24
S63 Uniform Securities Agent State Law Examination

1990-10-10

Other Names

John Murphy Oconnor

View on SEC IAPD