Best Investors
Account
Sign in
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-03-18 |
| NH | RA | APPROVED | 2026-03-16 |
| TX | RA | APPROVED | 2019-03-27 |
| CA | RA | APPROVED | 1997-05-12 |
Branch Locations
2121 Avenue Of The Stars, Suite 1600, Los Angeles, CA 90067 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Boston | MA | 06/1990 | 11/2018 |
| Seia Llc | Los Angeles | CA | 11/1997 | Present |
| Royal Alliance Associates, Inc. | Los Angeles | CA | 11/2018 | 08/2023 |
| Ses Inc. | Los Angeles | CA | 08/2023 | Present |
1. SEIA LLC POSITION: Founding Partner NATURE: IRIA, INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 01/01/1997 ADDRESS: 2121 Ave of The Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: RIA sales & service 2) Rental Real Estate Owner POSITION: Landlord NATURE: Sole Prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1995 ADDRESS: Multiple Properties, United States DESCRIPTION: Rental Real Estate oversight 3) Insurance License Producer POSITION: Insurance license holder NATURE: Insurance sales to clients INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: 2121 Ave of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: Insurance sales & service consistent with financial planning. 4) PTAG HOLDINGS POSITION: owner NATURE: Pass through LLC taxed as sole prop INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 05/01/2023 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: book keeping and maintaining of checking accounts and payroll 5) TML ADVISORS POSITION: Manager NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/02/2023 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: keeping books and updating minutes for the LLC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-03 |
Reach out to this advisor